SEC Registered · FINRA Member · SIPC Member · NASDAQ Member

Tickrs Clearing

U.S. Securities Clearing & Custody Solutions

A technologically driven, forward-thinking financial services company — empowering investors with innovative platforms, cutting-edge clearing solutions, and 20+ years of industry expertise.

20+Years of Industry Experience
$5BParent Company Backing
SECRegistered Broker-Dealer
SEC RegisteredBroker-Dealer
FINRAMember
SIPCMember
DTCCClearing
OCCOptions Clearing
NYSEMarket Access
NASDAQMarket Access
CBOEOptions Exchange
SEC RegisteredBroker-Dealer
FINRAMember
SIPCMember
DTCCClearing
OCCOptions Clearing
NYSEMarket Access
NASDAQMarket Access
CBOEOptions Exchange
About Us

Empowering Investors With Technological Innovation

Tickrs Clearing is a technologically driven, forward-thinking financial services company that strives to provide the best platforms and products for investors in the US and worldwide.

Our management team has an average of over 20 years' experience in the securities industry and each member is highly respected for their knowledge about broker-dealer operations, securities, clearing and investing.

Vision

Be a leading technologically-driven broker-dealer, empowering investors with innovative platforms and products; setting new standards of excellence in the financial services industry.

Mission

To provide a comprehensive range of cutting-edge financial solutions to enable our clients to achieve their investment goals.

Values

Leveraging technology and expertise, we strive to deliver exceptional value, build lasting relationships, and foster trust through transparency and personalized service.

0+
Years of Experience
$0B
Parent Company Backing
0%
Cloud Architecture
0
Account Types
What We Do

Comprehensive Financial Solutions

Tickrs Clearing is committed to providing investors with the best platforms and products available in the market. With an average of over 20 years' experience in the securities industry, our highly respected management team possesses in-depth expertise in broker-dealer operations, securities, clearing, and investing.

Trading & Execution

Trading & Execution

Our Team of Equity and Options industry experts offer service models to meet the specific needs of our clients. We are EMS/OMS agnostic, so whether it's a Prop front end, Black Box, or an industry leading Service Bureau, we have it covered.

  • FIX Order Gateway access to U.S. Exchanges, ECNs, and Broker specific executing venues
  • Support for all trade flows from ultra-low latency DMA access to Dark pools
  • Algorithmic trading strategy solutions for precise execution
  • EMS/OMS agnostic — Prop front end, Black Box, or Service Bureau
Why Tickrs Clearing

Built for the Modern Market

The financial industry is evolving rapidly. Tickrs Clearing is designed from the ground up to meet the demands of today's sophisticated market participants.

01

Modern Technology Stack

Built on today's advanced technology — not legacy 1960s systems. Our cloud-based architecture ensures high availability, redundancy, and the ability to handle any volume of trades.

02

Financial Strength

Backed by a $5 Billion dollar parent company, Tickrs Clearing provides the financial stability and resources needed to support your business through any market conditions.

03

Flexible & Scalable

Unlike other correspondent clearing firms, Tickrs uses the latest technology and can adjust our offerings quickly to your needs. No volume is too large, no requirement too complex.

04

True Partnership

We are your business partner, not just a service provider. Our team helps you navigate the ever-changing regulatory and market environment to ensure your clients always receive the best experience.

Services Provided

Account Types We Support

From proprietary trading firms to institutional investors, we provide tailored clearing solutions for every type of market participant.

Prop Trading

Proprietary Trading Account

Tickrs Clearing has a well-known history serving the Prop Trading world. The firm's management team members have been instrumental in assisting Prop firms in their growth and development for many years and have brought their prior experience and knowledge to Tickrs to assist Prop Trading firms with their unique needs.

  • Dedicated prop trading infrastructure
  • Experienced management team support
  • Custom solutions for prop firm growth
Most Popular
Correspondent

Broker Dealer

Tickrs Clearing offers custom-tailored services for Correspondent Broker-Dealers, whether on a fully disclosed or omnibus account relationship. We'll provide a robust correspondence portal to help facilitate your new account onboarding, monitor your client's assets, and provide cash management tools.

  • Fully disclosed or omnibus account relationships
  • Robust correspondence portal
  • Cash management tools and asset monitoring
Institutional

Institutional Account

Tickrs Clearing is uniquely positioned to serve Institutional accounts looking for a better clearing solution. We serve Hedge Funds, Black Boxes, Prime Brokers, Market Makers, Registered Investment Advisors, and others in the Institutional space.

  • Hedge Funds & Black Boxes
  • Prime Brokers & Market Makers
  • Registered Investment Advisors
 Our Team

Meet Our Industry Experts

Our leadership team combines decades of Wall Street experience with a forward-thinking approach to financial technology and client service excellence.

20+
Avg. Years Experience
6
Leadership Members
130+
Years Combined Expertise
Kevin Murphy
CEO
Executive Leadership

Kevin Murphy

Chief Executive Officer

Kevin has over 30 years of experience in the securities industry, and his extensive background includes the development and management of several Broker-Dealers and Clearing Firms from inception. Under Kevin’s guidance as President and CEO, these firms experienced tremendous growth and success and he is excited to lead VCS along the same prosperous path. ​Acquired FINRA licenses: 7, 24, 55, 63 and 65.

30+ years in securities industry
Expert in broker-dealer operations
Proven track record scaling financial firms
Champion of technology-driven innovation
Alfred Valenzuela
COO
20+ yrs

Alfred Valenzuela

Chief Operations Officer

Alfred brings over 20 years of securities and trading knowledge to his role as COO for Tickrs. Alfred’s prior experience in operations and client services at FINRA member firms combined with his extensive back-office and risk systems knowledge serves him well in leading our operations team and providing a seamless experience for our clients. Acquired FINRA licenses: 4, 7, 24, 55 and 63.

20+ years in securities & trading
Operational workflow optimization
High-volume trading infrastructure
Client service excellence
Colin Lam
CFO
20+ yrs

Colin Lam

Chief Financial Officer

Colin is a seasoned finance and accounting executive with over 20 years of experience in the financial industry. Having been involved in the early stages of several broker-dealers, he possesses a deep understanding of the unique challenges and growth opportunities that startups face. ​Acquired FINRA licenses: 7, 27 and 66.

20+ years financial management
Securities industry expertise
Regulatory compliance specialist
Capital management & reporting
Christi LeNarz
EVP HR
15+ yrs

Christi LeNarz

EVP, Human Resources

Christi LeNarz is a seasoned Human Resources and administrative professional with over 30 years of experience. Prior to joining Tickrs, Christi was the Vice President of Human Resources for Velox Clearing. Preceding that role, she held administrative and operations support positions for The Walt Disney Company and Capistrano Unified School District. As EVP of Human Resources for Tickrs, Christi is tasked with all areas of HR along with attracting and retaining top-level talent and building a culture of engagement, communication and innovation.

Talent acquisition & development
Financial services HR specialist
Organizational culture builder
Employee engagement champion
David Carlson
CRO
10+ yrs

David Carlson

Chief Risk Officer

David has over ten years of experience in the securities industry. His broad scope of knowledge in Trading, Operations, Systems, Margin and Risk Management serves him well in his role as Chief Risk Officer. His attention to detail assists in developing risk frameworks to ensure the firm's business growth and resilience in current markets. Acquired FINRA licenses: 7, 24, 57, 63 and 79.

10+ years in securities industry
Risk management & oversight
Regulatory compliance specialist
Systems specialist
Ann Cendejas
CCO
20+ yrs

Ann Cendejas

Chief Compliance Officer

Ann has over 20 years of experience in the investment and securities industry. Ann’s prior experience in trading, research, operations, and compliance serves her well to be responsible for overseeing and managing the firm’s compliance program. Prior to joining Tickrs, Ann served as a Senior Associate for Pacific Investment Management Company (PIMCO) monitoring the compliance functions for the firm’s trade flow. Acquired FINRA licenses 7, 24 and 63.

20+ years compliance expertise
SEC & FINRA regulatory specialist
Broker-dealer compliance programs
Risk management & oversight
FAQ

Frequently Asked Questions

Have more questions? Reach out to our team directly.

Ready to Get Started?

Join the growing number of firms that trust Tickrs Clearing for their trading, custody, and clearing needs.

Registered

SEC Registered Broker-Dealer

FINRA Member · SIPC Member · NASDAQ Member